A AdvisorLevel

Built for broker-dealers, RIAs, and BDs.

AdvisorLevel scales from a solo advisor to a multi-BD enterprise without losing the compliance posture regulators expect. Single-tenant primitives, multi-tenant operations, regulator-ready evidence on day one.

Identity & access

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SAML 2.0 SSO

SP-initiated and IdP-initiated flows. Just-in-time user provisioning with attribute mapping. Works with Okta, Azure AD, OneLogin, ADFS, Google Workspace.

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SCIM 2.0 provisioning

Standard /Users + /Groups endpoints with bearer auth. Your IdP creates, updates, and deactivates users automatically when they join or leave a desk.

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Custom roles

Define org-specific permission bundles on top of the built-in roles. Inherit from a base, add explicit grants — no waiting on us to ship a role for you.

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Multi-org & multi-org switcher

A user can belong to many orgs (e.g. an OSJ supervisor at multiple BDs). Active org is encoded in the JWT — switch with one click.

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2FA: TOTP, SMS, backup codes

Authenticator-app TOTP by default. SMS as a fallback. 10 single-use backup codes for lost-device recovery. Fully self-serve in account settings.

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Session management

See every browser and device signed into your account. Revoke individually or "sign out all other sessions" from the security panel.

Broker-dealer features

BD-level compliance officer view

Parent BD compliance officers see review queues, lexicon hits, and messaging volume across every member firm in one console. Single export for FINRA exams: the whole BD's audit trail in one CSV.

Digital binder per contact

One-click regulator-ready PDF of every message, document, note, call, and consent change for a single client. WORM-archived with 7-year retention and SHA-256 fingerprint. Ready for the next 8210 letter.

White-label custom domain

Run AdvisorLevel under your own domain (compliance.acmecapital.com) with your logo and brand color. CNAME-verified, TLS-terminated, no AdvisorLevel chrome.

Per-API-key rate limits

Issue scoped API keys per integration with their own request budget. See real-time utilization. Prevent runaway scripts from chewing through your quota.

Integrations & extensibility

Outbound webhooks (HMAC-SHA256 signed)

Subscribe your CRM, data warehouse, or in-house tools to message.sent, review.escalated, consent.granted, and more. Stripe-style signature header — verify with constant-time HMAC.

OAuth 2.0 + API key auth

Client-credentials grant for service-to-service. Long-lived API keys for partner integrations. Both scoped, both auditable, both revocable instantly.

Operations & DR

APM dashboard

Real-time route timings, error rates, and slow-request log right inside the app. OTel exporter for your existing Datadog/NewRelic.

DR posture dashboard

WORM archive write health, replication state, last full + incremental backup, off-site copy status. One screen, one decision.

Ready for your security review?

SOC 2 Type II in progress. SIG, CAIQ, and pen-test report available under NDA.

Request a security packet →